Financial ADVSR advisor moves · SEC adviser records, updated daily
Advisors who joined and left Merrill Lynch, Pierce, Fenner & Smith Incorporated
Every SEC-registered advisor who joined Merrill Lynch, Pierce, Fenner & Smith Incorporated or left it for another firm since October 22, and where they came from or went.
0 joined and 1 left for another firm since October 22, a net change of -1; the most who left went to LPL Financial LLC (1).
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor, by city and state →Merrill news and recruiting deals →Which firms are gaining and losing advisors →
Where advisors came from and went
Went to
Joined Merrill Lynch, Pierce, Fenner & Smith Incorporated (0)
No advisors joined since October 22.
Left Merrill Lynch, Pierce, Fenner & Smith Incorporated for another firm (1)
| Advisor | Went to | Office | Seen |
|---|---|---|---|
| Billie Jo Davey-Salter | LPL Financial LLC | Egg Harbor Township, NJ | Oct 24 |
Questions
How many advisors has Merrill Lynch, Pierce, Fenner & Smith Incorporated added recently?
0 SEC-registered advisors joined Merrill Lynch, Pierce, Fenner & Smith Incorporated and 1 left it for another firm since October 22, a net change of -1, according to the SEC's daily Investment Adviser Public Disclosure file.
Where are Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors going?
Of the advisors who left Merrill Lynch, Pierce, Fenner & Smith Incorporated for another firm since October 22, the most joined LPL Financial LLC (1).
Where does this data come from?
The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.
Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.