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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Mai Capital Management, LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Mai Capital Management, LLC office in Connecticut, by city and A to Z.

The short answer

3 registered advisors work at Mai Capital Management, LLC in Connecticut, out of 275 nationwide; it's the firm's number 15 state by advisors, and the most are in Madison (2). 0 list the CFP designation and 0 are also registered broker representatives.

Mai Capital Management, LLC advisors by city in Connecticut

Every firm in Connecticut →

Madison 2Old Saybrook 1

Mai Capital Management, LLC advisors in Connecticut, A to Z

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Mai Capital Management, LLC advisors in every state →Mai Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mai Capital Management, LLC in other states

Ohio 90California 54Maryland 20Florida 18New York 12North Carolina 11Virginia 10Pennsylvania 9Texas 9Arkansas 7Illinois 6Colorado 5Missouri 4Tennessee 4Georgia 3New Jersey 3West Virginia 3

Questions

How many Mai Capital Management, LLC financial advisors are in Connecticut?

3 investment adviser representatives are registered at Mai Capital Management, LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 275 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Where in Connecticut does Mai Capital Management, LLC have the most advisors?

Madison, with 2, then Old Saybrook (1). Mai Capital Management, LLC has advisors in 2 cities in Connecticut.

How do I check a Mai Capital Management, LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mai Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.