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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Equity Services, Inc.

Every SEC-registered advisor who joined Equity Services, Inc. or left it for another firm since October 22, and where they came from or went.

0 joined and 2 left for another firm since October 22, a net change of -2; the most who left went to Tlg Advisors, Inc. (2).

Every Equity Services, Inc. advisor, by city and state →Which firms are gaining and losing advisors →

Where advisors came from and went

Went to

Tlg Advisors, Inc. 2Royal Fund Management, LLC 2

Joined Equity Services, Inc. (0)

No advisors joined since October 22.

Left Equity Services, Inc. for another firm (2)

AdvisorWent toOfficeSeen
Keith R. WellsTlg Advisors, Inc.Latham, NYNov 6
Oliver G. OrzalRoyal Fund Management, LLCOakland, CANov 4
Keith R. WellsTlg Advisors, Inc.Latham, NYOct 31
Oliver G. OrzalRoyal Fund Management, LLCOakland, CAOct 23

Questions

How many advisors has Equity Services, Inc. added recently?

0 SEC-registered advisors joined Equity Services, Inc. and 2 left it for another firm since October 22, a net change of -2, according to the SEC's daily Investment Adviser Public Disclosure file.

Where are Equity Services, Inc. advisors going?

Of the advisors who left Equity Services, Inc. for another firm since October 22, the most joined Tlg Advisors, Inc. (2), then Royal Fund Management, LLC (2).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.