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Financial ADVSR advisor directory · SEC adviser records

D.A. Davidson & Co. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a D.A. Davidson & Co. office in North Carolina, by city and A to Z.

14 registered advisors work at D.A. Davidson & Co. in North Carolina, out of 625 nationwide; it's the firm's number 10 state by advisors, and the most are in Wilmington (6). 4 list the CFP designation and 14 are also registered broker representatives.

D.A. Davidson & Co. advisors by city in North Carolina

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Wilmington 6Winston Salem 3Leland 2Cary 1Fayetteville 1Greensboro 1

D.A. Davidson & Co. advisors in North Carolina, A to Z

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D.A. Davidson & Co. advisors in every state →D.A. Davidson & Co.: assets, clients and custodians →Advisor Moves: who changed firms this week →

D.A. Davidson & Co. in other states

Washington 140Montana 122California 79Oregon 52Idaho 50Nebraska 41Virginia 27Colorado 21Utah 16Texas 11Minnesota 6South Carolina 6Arizona 5Nevada 5Missouri 4Tennessee 4Wyoming 4New York 3Oklahoma 3

Questions

How many D.A. Davidson & Co. financial advisors are in North Carolina?

14 investment adviser representatives are registered at D.A. Davidson & Co. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 625 at the firm nationwide. 4 list the CFP designation and 14 are also registered as broker representatives.

Where in North Carolina does D.A. Davidson & Co. have the most advisors?

Wilmington, with 6, then Winston Salem (3). D.A. Davidson & Co. has advisors in 6 cities in North Carolina.

How do I check a D.A. Davidson & Co. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the D.A. Davidson & Co. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.