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Financial ADVSR advisor directory · SEC adviser records

Confluence Investment Management LLC financial advisors

Every SEC-registered investment adviser representative at Confluence Investment Management LLC, by the state and city of the office they work from.

The short answer

7 registered advisors work at Confluence Investment Management LLC, in 4 states and 6 cities; the most are in Saint Louis, MO (2). 0 list the CFP designation and 0 are also registered broker representatives.

Search every Confluence Investment Management LLC advisor by name →Who joined and left Confluence Investment Management LLC →Confluence Investment Management LLC: assets, clients and custodians →

Cities with the most Confluence Investment Management LLC advisors

Saint Louis, MO 2Beachwood, OH 1Naperville, IL 1Solana Beach, CA 1Webster Groves, MO 1Winnetka, IL 1

Confluence Investment Management LLC advisors by state

Confluence Investment Management LLC in Missouri 3

Saint Louis 2Webster Groves 1

Confluence Investment Management LLC in Illinois 2

Naperville 1Winnetka 1

Confluence Investment Management LLC in California 1

Solana Beach 1

Confluence Investment Management LLC in Ohio 1

Beachwood 1

Questions

How many financial advisors does Confluence Investment Management LLC have?

7 investment adviser representatives are registered with Confluence Investment Management LLC, according to the SEC's Investment Adviser Public Disclosure records, in 4 states and 6 cities. 0 list the CFP designation and 0 are also registered as broker representatives.

Where does Confluence Investment Management LLC have the most advisors?

Saint Louis, MO, with 2 registered advisors, then Beachwood, OH (1). By state, Missouri has the most, with 3.

How do I find a Confluence Investment Management LLC financial advisor near me?

Pick your state below, then your city, to see every Confluence Investment Management LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Confluence Investment Management LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →