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Financial ADVSR advisor directory · SEC adviser records

Compass Financial Services financial advisors in Iowa

Every SEC-registered investment adviser representative at a Compass Financial Services office in Iowa, by city and A to Z.

7 registered advisors work at Compass Financial Services in Iowa, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in West Des Moines (7). 2 list the CFP designation and 7 are also registered broker representatives.

Compass Financial Services advisors by city in Iowa

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West Des Moines 7

Compass Financial Services advisors in Iowa, A to Z

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Questions

How many Compass Financial Services financial advisors are in Iowa?

7 investment adviser representatives are registered at Compass Financial Services offices in Iowa, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 2 list the CFP designation and 7 are also registered as broker representatives.

Where in Iowa does Compass Financial Services have the most advisors?

West Des Moines, with 7. Compass Financial Services has advisors in 1 city in Iowa.

How do I check a Compass Financial Services advisor in Iowa?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Compass Financial Services office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.