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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Cetera Planning Partners

Every SEC-registered advisor who joined Cetera Planning Partners or left it for another firm since October 22, and where they came from or went.

0 joined and 2 left for another firm since October 22, a net change of -2; the most who left went to Friday Financial (1).

Every Cetera Planning Partners advisor, by city and state →Cetera news and recruiting deals →Which firms are gaining and losing advisors →

Where advisors came from and went

Went to

Friday Financial 1LPL Financial LLC 1

Joined Cetera Planning Partners (0)

No advisors joined since October 22.

Left Cetera Planning Partners for another firm (2)

AdvisorWent toOfficeSeen
Mitchell PreglerFriday FinancialDubuque, IAOct 29
Stanley B. WarnerLPL Financial LLCTamaqua, PAOct 29

Questions

How many advisors has Cetera Planning Partners added recently?

0 SEC-registered advisors joined Cetera Planning Partners and 2 left it for another firm since October 22, a net change of -2, according to the SEC's daily Investment Adviser Public Disclosure file.

Where are Cetera Planning Partners advisors going?

Of the advisors who left Cetera Planning Partners for another firm since October 22, the most joined Friday Financial (1), then LPL Financial LLC (1).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.