Financial ADVSR advisor moves · SEC adviser records, updated daily
Advisors who joined and left Capital Analysts
Every SEC-registered advisor who joined Capital Analysts or left it for another firm since October 22, and where they came from or went.
2 joined and 1 left for another firm since October 22, a net change of +1; the most who left went to Cambridge Investment Research Advisors, Inc. (1).
Every Capital Analysts advisor, by city and state →Which firms are gaining and losing advisors →
Where advisors came from and went
Went to
Joined Capital Analysts (2)
| Advisor | Came from | Office | Seen |
|---|---|---|---|
| Quinn Berven | New to the adviser file | Lutz, FL | Nov 5 |
| William F. Ferguson III | New to the adviser file | Lutz, FL | Nov 5 |
Left Capital Analysts for another firm (1)
| Advisor | Went to | Office | Seen |
|---|---|---|---|
| Robert A. Koekkoek | Cambridge Investment Research Advisors, Inc. | Muskegon, MI | Oct 28 |
Questions
How many advisors has Capital Analysts added recently?
2 SEC-registered advisors joined Capital Analysts and 1 left it for another firm since October 22, a net change of +1, according to the SEC's daily Investment Adviser Public Disclosure file.
Where are Capital Analysts advisors going?
Of the advisors who left Capital Analysts for another firm since October 22, the most joined Cambridge Investment Research Advisors, Inc. (1).
Where does this data come from?
The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.
Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.