Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO saysWM Raymond James Recruits $700M Advisor Team from TruistFP Wells Fargo private wealth head taps firm's full capabilities for clientsIN Ex-LPL, special needs advisor pleads guilty in fraud caseIN Advisor moves: Raymond James lands $700M Truist team in NaplesKC Weekend Reading For Financial Planners (October 24–25)

Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Aptus Financial, LLC

Every SEC-registered advisor who joined Aptus Financial, LLC or left it for another firm since October 22, and where they came from or went.

0 joined and 0 left for another firm since October 22, a net change of 0.

Every Aptus Financial, LLC advisor, by city and state →Which firms are gaining and losing advisors →

Joined Aptus Financial, LLC (0)

No advisors joined since October 22.

Left Aptus Financial, LLC for another firm (0)

No advisors left for another firm since October 22.

Questions

How many advisors has Aptus Financial, LLC added recently?

0 SEC-registered advisors joined Aptus Financial, LLC and 0 left it for another firm since October 22, a net change of 0, according to the SEC's daily Investment Adviser Public Disclosure file.

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.