Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Anchor Bay Capital, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Anchor Bay Capital, Inc. office in California, by city and A to Z.

The short answer

5 registered advisors work at Anchor Bay Capital, Inc. in California, out of 5 nationwide; it's the firm's number 1 state by advisors, and the most are in Carlsbad (4). 2 list the CFP designation and 2 are also registered broker representatives.

Anchor Bay Capital, Inc. advisors by city in California

Every firm in California →

Carlsbad 4Tustin 1

Anchor Bay Capital, Inc. advisors in California, A to Z

Search by name →

Anchor Bay Capital, Inc. advisors in every state →Anchor Bay Capital, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many Anchor Bay Capital, Inc. financial advisors are in California?

5 investment adviser representatives are registered at Anchor Bay Capital, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 at the firm nationwide. 2 list the CFP designation and 2 are also registered as broker representatives.

Where in California does Anchor Bay Capital, Inc. have the most advisors?

Carlsbad, with 4, then Tustin (1). Anchor Bay Capital, Inc. has advisors in 2 cities in California.

How do I check a Anchor Bay Capital, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Anchor Bay Capital, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.