Financial ADVSR advisor directory · SEC adviser records
49 Financial financial advisors in North Carolina
Every SEC-registered investment adviser representative at a 49 Financial office in North Carolina, by city and A to Z.
The short answer
9 registered advisors work at 49 Financial in North Carolina, out of 140 nationwide; it's the firm's number 3 state by advisors, and the most are in Charlotte (9). 0 list the CFP designation and 1 are also registered broker representatives.
49 Financial advisors by city in North Carolina
Every firm in North Carolina →49 Financial advisors in North Carolina, A to Z
Search by name →- Jack E. BreenCharlotte
- Clayton CrossCharlotte
- Jake DaigleCharlotte
- Matthew GoochCharlotte
- Maximilian A. Hillerbrand IVCharlotte
- Nicholas SkudlarickCharlotte
- Ava L. SmagaczCharlotte
- Christopher W. SpalthoffCharlotte
- Gianna C. TruisiCharlotte
49 Financial advisors in every state →49 Financial: assets, clients and custodians →Advisor Moves: who changed firms this week →
49 Financial in other states
Questions
How many 49 Financial financial advisors are in North Carolina?
9 investment adviser representatives are registered at 49 Financial offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 140 at the firm nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.
Where in North Carolina does 49 Financial have the most advisors?
Charlotte, with 9. 49 Financial has advisors in 1 city in North Carolina.
How do I check a 49 Financial advisor in North Carolina?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the 49 Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.