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Financial ADVSR advisor directory · SEC adviser records

ChFC financial advisors in Providence, RI

Every SEC-registered financial advisor at a firm office in Providence who lists the Chartered Financial Consultant designation, A to Z.

6 ChFC holders work in Providence; the most are at Commonwealth Financial Network (1). 5 are also registered broker representatives.

ChFC advisors in Providence, A to Z

Every advisor in Providence →
  • Richard E. CavanaghNewman Dignan & Sheerar, Inc. · Certified Financial Planner, Chartered Financial Consultant, Chartered Financial Analyst
  • Mark S. CruiseLPL Financial LLC · Chartered Financial Consultant
  • Tuoc DaoStrategic Advisers LLC · Certified Financial Planner, Chartered Financial Consultant
  • Michael G. FoxCommonwealth Financial Network · Chartered Financial Consultant
  • Michelle L. MendesNorthwestern Mutual Investment Services, LLC · Chartered Financial Consultant
  • Rulla Nehme PontarelliOsaic Wealth, Inc. · Chartered Financial Consultant

Firms with the most ChFC holders in Providence

Commonwealth Financial Network 1LPL Financial LLC 1Newman Dignan & Sheerar, Inc. 1Northwestern Mutual Investment Services, LLC 1Osaic Wealth, Inc. 1Strategic Advisers LLC 1

ChFC advisors in other Rhode Island cities

All of Rhode Island →

Warwick 12East Providence 6Cranston 5East Greenwich 3

Questions

How many ChFC financial advisors are in Providence, RI?

6 SEC-registered investment adviser representatives at firm offices in Providence, Rhode Island list the ChFC designation; Commonwealth Financial Network employs the most of them (1).

What is a ChFC?

ChFC stands for Chartered Financial Consultant, The American College's financial-planning designation: eight courses and three years of experience.

How do I check a ChFC in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the ChFC itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a ChFC with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and CFA charterholders.