Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Sherman, CT

Every SEC-registered financial advisor at a firm office in Sherman who lists the Certified Financial Planner designation, A to Z.

1 CFP advisor work in Sherman; the most are at LPL Financial LLC (1). 1 are also registered broker representatives.

CFP advisors in Sherman, A to Z

Every advisor in Sherman →

David J. VargoLPL Financial LLC · Certified Financial Planner

Firms with the most CFP professionals in Sherman

LPL Financial LLC 1

CFP advisors in other Connecticut cities

All of Connecticut →

Stamford 103 West Hartford 79 Glastonbury 67 Farmington 58 Shelton 39 Fairfield 37 Westport 37 Greenwich 26 New Haven 20 Madison 19 Cheshire 18 Avon 17 Hartford 14 Mystic 14 Essex 13 Guilford 13 Darien 12 Milford 12 North Haven 12 Ridgefield 12 Danbury 11 Southbury 11 Norwalk 8 Southport 8

Questions

How many CFP financial advisors are in Sherman, CT?

1 SEC-registered investment adviser representatives at firm offices in Sherman, Connecticut list the CFP designation; LPL Financial LLC employs the most of them (1).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Sherman?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.