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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Santa Fe, NM

Every SEC-registered financial advisor at a firm office in Santa Fe who lists the Chartered Financial Analyst designation, A to Z.

10 CFA charterholders work in Santa Fe; the most are at City Different Investments (6). 4 are also registered broker representatives.

CFA advisors in Santa Fe, A to Z

Every advisor in Santa Fe →

Firms with the most CFA charterholders in Santa Fe

City Different Investments 6Thornburg Investment Management Inc. 4

CFA advisors in other New Mexico cities

All of New Mexico →

Albuquerque 10

Questions

How many CFA financial advisors are in Santa Fe, NM?

10 SEC-registered investment adviser representatives at firm offices in Santa Fe, New Mexico list the CFA designation; City Different Investments employs the most of them (6).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Santa Fe?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.