Financial ADVSR advisor directory · SEC adviser records

Clg LLC financial advisors in Long Beach, CA

Every SEC-registered investment adviser representative at a Clg LLC office in Long Beach, A to Z.

14 registered advisors work at Clg LLC in Long Beach, out of 21 at the firm nationwide; it ranks number 7 in the city by advisors. 3 list the CFP designation and 7 are also registered broker representatives.

Clg LLC advisors in Long Beach, A to Z

Every Clg LLC advisor →

Eric V. AnspachInvestment adviser rep
Elizabeth C. CarrInvestment adviser rep
John D. CartwrightInvestment adviser rep
Pamela C. EckenrodeAlso a broker rep
Kurt R. EhmannAlso a broker rep
Sarah C. EhmannInvestment adviser rep
Christian Luke FerminAlso a broker rep
Bryan A. HernandezInvestment adviser rep
Robert M. KoernerAlso a broker rep
Kenneth S. LeeCertified Financial Planner · Also a broker rep
Gerald E. MitchellCertified Financial Planner · Also a broker rep
David C. NeffCertified Financial Planner · Also a broker rep
Dennis C. SmithInvestment adviser rep
Robert H. SowderInvestment adviser rep

Clg LLC advisors in every city and state →Clg LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Clg LLC advisors in other cities

Torrance, CA 4 Whittier, CA 2 Murrieta, CA 1

Other firms in Long Beach

All Long Beach advisors →

Morgan Stanley 76 Halbert Hargrove 34 LPL Financial LLC 28 Wells Fargo Advisors Financial Network, LLC 20 Strategic Advisers LLC 15 Ameriprise Financial Services, LLC 14 J.P. Morgan Securities LLC 13 Edward Jones 10 Crux Wealth Advisors 7 Integrated Wealth Concepts LLC 5 State Farm Investment Management Corp. 5 Leyland Cypress, LLC 4

Questions

How many financial advisors does Clg LLC have in Long Beach?

14 investment adviser representatives are registered at Clg LLC offices in Long Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21 nationwide. 3 list the CFP designation and 7 are also registered as broker representatives.

Is Clg LLC one of the largest advisor employers in Long Beach?

Clg LLC ranks number 7 in Long Beach by registered advisors; Morgan Stanley has the most, with 76.

How do I check a Clg LLC advisor in Long Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Clg LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.