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Financial ADVSR advisor directory · SEC adviser records

Shum Financial Group, Inc. financial advisors in Alameda, CA

Every SEC-registered investment adviser representative at a Shum Financial Group, Inc. office in Alameda, A to Z.

The short answer

4 registered advisors work at Shum Financial Group, Inc. in Alameda, out of 4 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Shum Financial Group, Inc. advisors in Alameda, A to Z

Every Shum Financial Group, Inc. advisor →

Shum Financial Group, Inc. advisors in every city and state →Shum Financial Group, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Alameda

All Alameda advisors →

Edward Jones 12Bcn Financial, Inc. 5J.P. Morgan Securities LLC 5Asia Global Asset Management, Inc. 4Strategic Advisers LLC 4Osaic Wealth, Inc. 3

Questions

How many financial advisors does Shum Financial Group, Inc. have in Alameda?

4 investment adviser representatives are registered at Shum Financial Group, Inc. offices in Alameda, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Shum Financial Group, Inc. one of the largest advisor employers in Alameda?

Shum Financial Group, Inc. ranks number 5 in Alameda by registered advisors; Edward Jones has the most, with 12.

How do I check a Shum Financial Group, Inc. advisor in Alameda?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Shum Financial Group, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.