The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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3521
Transamerica Financial Advisors, LLCPhiladelphia, PA · 42,735 clientsBroker-dealer firmHybridTransamerica Capital, LLC, Transamerica Investors Securities, LLC
No custodian reported
$2.1B
3522
Fiduciary Advisors, Inc.St. Louis, MO · 143 clientsAsset manager
Vanguard 79%
$2.1B
3523
The Wealth Alliance, LLCMelville, NY · 1,232 clientsWealth managerWrap sponsorHybrid
Fidelity 100%
$2.1B
3524
Navy Federal Investment Services, LLCVienna, VA · 7,424 clientsBroker-dealer firmHybrid
Pershing 100%
$2.1B
3525
Blue Grotto Capital, LLCAtlanta, GA · 7 clientsAsset manager
Morgan Stanley 52%UBS 48%
$2.1B
3526
Ameraudi Asset Management, Inc.New York, NY · 968 clientsWealth managerBank-affiliatedHybridAmeraudi Investment Services LLC, clears through Pershing
Pershing 65%Stonex Financial 26%
$2.1B
3527
Long Ridge Equity PartnersNew York, NY · 14 clientsPrivate fund adviser
No custodian reported
$2.1B
3528
Quadrant Private Wealth Management, LLCCenter Valley, PA · 883 clientsBroker-dealer firmHybrid
Fidelity 78%Schwab 22%
$2.1B
3529
Alpine Associates Management Inc.Palm Beach, FL · 11 clientsPrivate fund adviser
J.P. Morgan 83%
$2.1B
3530
Ascentis Independent Advisors, LLCDallas, TX · 2,815 clientsWealth managerHybrid
Raymond James 55%Schwab 45%
$2.1B
3531
Sundance BaySalt Lake City, UT · 8 clientsPrivate fund adviser
No custodian reported
$2.1B
3532
Emerald Mutual Fund Advisers TrustLeola, PA · 3 clientsAsset managerHybrid
No custodian reported
$2.1B
3533
Adell Harriman & CarpenterHouston, TX · 819 clientsWealth manager
Fidelity 100%
$2.1B
3534
Columbia Capital Management, LLCMerriam, KS · 30 clientsAsset manager
Schwab 100%
$2.1B
3535
First Heartland Consultants, Inc.Lake St. Louis, MO · 6,461 clientsWealth managerWrap sponsorHybridFirst Heartland Capital, Inc.
Pershing 100%
$2.1B
3536
Goldfinch PartnersBellevue, WA · 7 clientsPrivate fund adviser
No custodian reported
$2.1B
3537
Narwhal Capital ManagementMarietta, GA · 365 clientsAsset manager
Schwab 100%
$2.1B
3538
Squadra Investments - Gestao De Recursos Ltda.Rio De Janeiro, Brazil · 9 clientsPrivate fund adviser
Citi 74%BNY 26%
$2.1B
3539
Carrick Capital PartnersSan Francisco, CA · 31 clientsPrivate fund adviser
No custodian reported
$2.1B
3540
Aris Management, LLCNew York, NY · 2 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
No custodian reported
$2.1B
3541
Zanbato Advisors LLCMountain View, CA · 58 clientsPrivate fund adviserHybridZanbato Securities LLC, Zanbato UK LTD
No custodian reported
$2.1B
3542
Maren CapitalChicago, IL · 9 clientsAsset manager
BNY 41%Northern Trust 36%Schwab 22%
$2.1B
3543
Indivisible PartnersClearwater, FL · 676 clientsWealth manager
Fidelity 90%
$2.1B
3544
True Wind Capital Management, L.P.San Francisco, CA · 12 clientsPrivate fund adviser
No custodian reported
$2.1B
3545
River Canyon Fund Management LLCDallas, TX · 3 clientsAsset managerHybridCP Investments, LLC
No custodian reported
$2.1B
3546
Gillson CapitalChicago, IL · 7 clientsPrivate fund adviser
No custodian reported
$2.1B
3547
Basis Management Group LLCNew York, NY · 4 clientsPrivate fund adviser
No custodian reported
$2.1B
3548
Eubel Brady & SuttmanMiamisburg, OH · 816 clientsWealth manager
Schwab 100%
$2.1B
3549
Newtyn Management, LLCNew York, NY · 3 clientsPrivate fund adviser
No custodian reported
$2.1B
3550
Segment Wealth Management, LLCHouston, TX · 236 clientsWealth manager
Schwab 100%
$2.1B
3551
Tortoise Investment Management, LLCWhite Plains, NY · 504 clientsWealth manager
Fidelity 100%
$2.1B
3552
Avestar Capital, LLCNew York, NY · 187 clientsWealth manager
Schwab 60%Pershing 40%
$2.1B
3553
Elequin Capital, LPNew York, NY · 4 clientsPrivate fund adviserHybridElequin Execution Services, LLC, Elequin Securities LLC
No custodian reported
$2.1B
3554
Phoenix Merchant Partners, LPRye, NY · 7 clientsAsset manager
U.S. Bancorp Investments 50%Pinnacle Bank 50%
$2.1B
3555
M.D. Sass, LLCNew York, NY · 83 clientsAsset managerHybridM.D. Sass Securities, L.L.C.
State Street 51%Northern Trust 49%
$2.1B
3556
Ellenbecker Investment GroupWaukesha, WI · 2,283 clientsWealth manager
Schwab 100%
$2.1B
3557
Lancaster Investment Management LLPLondon, United Kingdom · 4 clientsPrivate fund adviser
No custodian reported
$2.1B
3558
Albion RiverRockville, MD · 2 clientsPrivate fund adviser
No custodian reported
$2.1B
3559
Cahaba Wealth Management, Inc.Atlanta, GA · 892 clientsWealth manager
Fidelity Distributors Company 100%
$2.1B
3560
EW Healthcare PartnersThe Woodlands, TX · 19 clientsPrivate fund adviser
No custodian reported
$2.1B

The RIA database

RIAs by state

The RIA database

RIAs by state