Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data.
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161 No custodian reported
+00% 1 yr$167B 162 No custodian reported
+00% 1 yr$167B 163 Corient Miami, FL · 26,586 clients Wealth manager Affiliated broker-dealer Canada Capital Management LTD, Canada Financial Management LTD Schwab 68% Fidelity 32%
+00% 1 yr$165B 164 No custodian reported
+00% 1 yr$165B 165 GQG Partners Fort Lauderdale, FL · 6,445 clients Asset manager Hybrid J.P. Morgan 36% Northern Trust 30% State Street 23%
+00% 1 yr$164B 166 Citi 74%
+00% 1 yr$163B 167 CIBC Global Asset Management Toronto, ON, Canada · 10,439 clients Private fund adviser Affiliated broker-dealer 'firstcaribbean International Trust Company (bahamas) Limited, CIBC Bank and Trust Company (cayman) Limited CIBC Mellon Trust 87%
+00% 1 yr$163B 168 Schwab 70% Fidelity Distributors Company 30%
+00% 1 yr$162B 169 Merrill / Bank of America 84%
+00% 1 yr$160B 170 No custodian reported
+00% 1 yr$160B 171 Mackay Shields LLC New York, NY · 354 clients Asset manager Hybrid Nylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity) BNY 66%
+00% 1 yr$160B 172 No custodian reported
+00% 1 yr$159B 173 Payden & Rygel LOS Angeles, CA · 482 clients Asset manager Hybrid Payden & Rygel Distributors BNY 38% State Street 29%
+00% 1 yr$158B 174 U.S. Bank 59% Market Securities Services Hong Kong 41%
+00% 1 yr$157B 175 Onedigital Overland Park, KS · 18,203 clients Asset manager Hybrid Onedigital Securities LLC, PWL Capital Inc. Fidelity 51% Empower Trust 36%
+00% 1 yr$155B 176 No custodian reported
+00% 1 yr$155B 177 Candriam S.C.A. Strassen, Luxembourg · 474 clients Private fund adviser Affiliated broker-dealer Nylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity) U.S. Bank 80%
+00% 1 yr$155B 178 Nepc, LLC Boston, MA · 435 clients Asset manager Affiliated broker-dealer Hightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan Northern Trust 38% BNY 25% Fidelity 24%
+00% 1 yr$153B 179 No custodian reported
+00% 1 yr$152B 180 Schwab 63% Fidelity 37%
+00% 1 yr$152B 181 Hartford Funds Wayne, PA · 75 clients Asset manager Hybrid Hartford Funds Distributors, LLC No custodian reported
+00% 1 yr$152B 182 Fidelity 41% Northern Trust 34% BNY 24%
+00% 1 yr$151B 183 State Street 45% Northern Trust 29% BNY 25%
+00% 1 yr$150B 184 BNY 88%
+00% 1 yr$150B 185 Icapital Advisors, LLC New York, NY · 1,314 clients Private fund adviser Hybrid Icapital Hong Kong LTD., Icapital Markets LLC No custodian reported
+00% 1 yr$150B 186 The Hongkong and Shanghai Banking Corporation Limited 100%
+00% 1 yr$149B 187 Wilshire Santa Monica, CA · 760,289 clients Asset manager Hybrid American Enterprise Investment Services 100%
+00% 1 yr$149B 188 BNY 39% State Street 25% HSBC Continental Europe S.a., Germany 24%
+00% 1 yr$146B 189 No custodian reported
+00% 1 yr$146B 190 BNY 69%
+00% 1 yr$144B 191 Baillie Gifford Overseas LTD Edinburgh, United Kingdom · 255 clients Asset manager Hybrid Baillie Gifford Asia (hong Kong) Limited, Baillie Gifford Funds Services LLC State Street 35% BNY 30%
+00% 1 yr$144B 192 J.P. Morgan 100%
+00% 1 yr$142B 193 No custodian reported
+00% 1 yr$142B 194 Hamilton Lane Conshohocken, PA · 232 clients Private fund adviser Hybrid Hamilton Lane Securities LLC BNY 67% Northern Trust 33%
+00% 1 yr$142B 195 State Street 100%
+00% 1 yr$141B 196 No custodian reported
+00% 1 yr$141B 197 TPG Capital Advisors, LLC Fort Worth, TX · 126 clients Private fund adviser Hybrid Angelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC No custodian reported
+00% 1 yr$141B 198 J.P. Morgan 43% JPM Chase - Sydney 37%
+00% 1 yr$140B 199 No custodian reported
+00% 1 yr$140B 200 Morgan Stanley 59%
+00% 1 yr$140B Previous 40 Page 5 of 431 Next 40