Asset manager · Hong Kong, Hong Kong
HSBC Global Asset Management (hong Kong) Limited
SEC-registered investment adviser · CRD 105193 · SEC 801-29922
At a glance
HSBC Global Asset Management (hong Kong) Limited is an SEC-registered investment adviser based in Hong Kong, Hong Kong, with $149.5 billion in regulatory assets under management as of its Form ADV filed August 19, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 99th of 3,218 asset managers and 186th of 17,210 SEC-registered advisers by assets.
Main office +85222841111As filed on Form ADV
- Regulatory AUM
- $149B
- Rank among asset managers
- #99 of 3,218
- Rank among all SEC RIAs
- #186 of 17,210
- Clients
- 295
- Accounts
- 295
- Discretionary
- 100% of AUM
- Employees
- 309
- Advisory staff
- 106
- Offices
- 1
Owners and executives on its Form ADV
- Wai Fun HoDirector/chief Executive Officer Asia Pacific
- Pan Lang YeungChief Compliance Officer
- Kok Wing ToDirector
- Wai Nga Sylvia ChenDirector
- Yee Ting Jasmine HungDirector / Chief Executive Officer Hong Kong
Custody and brokerage
Custodian
- The Hongkong and Shanghai Banking Corporation LimitedAffiliate of the firm$72B
Other RIAs using The Hongkong and Shanghai Banking Corporation Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 156 | $73B | 49% |
| Pooled investment vehicles | 88 | $71B | 48% |
| State or municipal government entities | 10 | $2.6B | 2% |
| Pension and profit sharing plans | 28 | $1.5B | <1% |
| Other investment advisers | 4 | $861M | <1% |
| Corporations or other businesses | 5 | $523M | <1% |
| Banking or thrift institutions | 4 | $187M | <1% |
Disciplinary disclosures
HSBC Global Asset Management (hong Kong) Limited answers yes to 16 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on HSBC Global Asset Management (hong Kong) Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 171 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
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Background
Questions
How much does HSBC Global Asset Management (hong Kong) Limited manage?
HSBC Global Asset Management (hong Kong) Limited reports $149.5 billion in regulatory assets under management across 295 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 19, 2026.
What kind of firm is HSBC Global Asset Management (hong Kong) Limited?
HSBC Global Asset Management (hong Kong) Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are HSBC Global Asset Management (hong Kong) Limited’s clients?
By assets, its largest client types are insurance companies ($72.7 billion, 156 clients); pooled investment vehicles ($71.0 billion, 88 clients); state or municipal government entities ($2.6 billion, 10 clients).
Does HSBC Global Asset Management (hong Kong) Limited have any disciplinary history?
HSBC Global Asset Management (hong Kong) Limited answers yes to 16 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is HSBC Global Asset Management (hong Kong) Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →