Private fund adviser · Toronto, ON, Canada
CIBC Global Asset Management
CIBC Asset Management Inc. · SEC-registered investment adviser · CRD 106508 · SEC 801-9707
At a glance
CIBC Global Asset Management is an SEC-registered investment adviser based in Toronto, ON, Canada, with $162.8 billion in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is investment companies, and it reports 7,903 individual clients. By Form ADV it is a private fund adviser, ranked 46th of 4,686 private fund advisers and 167th of 17,210 SEC-registered advisers by assets.
Main office 877-363-5620cibc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $163B
- Rank among private fund advisers
- #46 of 4,686
- Rank among all SEC RIAs
- #167 of 17,210
- Individual clients
- 7,903
- High-net-worth clients
- 7,903
- Accounts
- 21,743
- Discretionary
- 98% of AUM
- Employees
- 478
- Advisory staff
- 333
- Offices
- 19
Owners and executives on its Form ADV
- Frank (. VivacquaDirector
- Elena (. TomasoneVice President, Retail Credit Adjudication
- Winnie (. WakayamaChief Financial Officer
- Robert F. CancelliDirector
- Saher (. KazmiChief Compliance Officer
- Eve (. JedrzejewskaChief Administrative Officer
- Steven J. De LucaDirector
- Eric (. BelangerPresident and Chief Executive Officer
- Nicholas AmeduriDirector
- Bradley FinchDirector
- Meric KoksalChair of the Board
Custody and brokerage
2 custodians
- CIBC Mellon TrustAffiliate of the firm$33B87%
- RBC$5.0B13%
Other RIAs using CIBC Mellon TrustOther multi-custodian RIAs
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: 'firstcaribbean International Trust Company (bahamas) Limited, CIBC Bank and Trust Company (cayman) Limited, CIBC Investor Services Inc., CIBC Securities Inc., CIBC World Markets Corp., CIBC World Markets Inc. and First Caribbean International Bank (bahamas) Limited.
- 'firstcaribbean International Trust Company (bahamas) Limited
- CIBC Bank and Trust Company (cayman) Limited
- CIBC Investor Services Inc.
- CIBC Securities Inc.
- CIBC World Markets Corp. ↗CRD 630
- CIBC World Markets Inc.
- First Caribbean International Bank (bahamas) Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 245 | $94B | 58% |
| Other investment advisers | 75 | $34B | 21% |
| Pension and profit sharing plans | 47 | $13B | 8% |
| Charitable organizations | 139 | $9.4B | 6% |
| High-net-worth individuals | 7,903 | $4.5B | 3% |
| Pooled investment vehicles | 37 | $4.3B | 3% |
| Corporations or other businesses | 1,958 | $1.4B | <1% |
| Other | 18 | $1.1B | <1% |
| Insurance companies | 12 | $562M | <1% |
| State or municipal government entities | 5 | $75M | <1% |
Private funds
CIBC Global Asset Management reports 156 private funds with $156B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
CIBC Global Asset Management answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗cibc.com ↗
AtlasMembers
The full record on CIBC Global Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 139 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 8Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does CIBC Global Asset Management manage?
CIBC Global Asset Management reports $162.8 billion in regulatory assets under management across 21,743 accounts, 98% of it on a discretionary basis, on its Form ADV filed September 21, 2026.
What kind of firm is CIBC Global Asset Management?
CIBC Global Asset Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are CIBC Global Asset Management’s clients?
By assets, its largest client types are investment companies ($93.6 billion, 245 clients); other investment advisers ($34.4 billion, 75 clients); pension and profit sharing plans ($13.4 billion, 47 clients).
Does CIBC Global Asset Management manage private funds?
Yes. It reports 156 private funds with $156.4 billion in gross assets, including other private funds.
Does CIBC Global Asset Management have any disciplinary history?
CIBC Global Asset Management answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is CIBC Global Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →