Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Headquarters moved from Atlanta, GA to New York, NY.
Headquarters moved from Miami Beach, FL to New York, NY.
Headquarters moved from Providence, RI to New York, NY.
Headquarters moved from Westport, CT to Aventura, FL.
Headquarters moved from Washington, DC to New York, NY.
Headquarters moved from Hoboken, NJ to Westport, CT.
Headquarters moved from Kansas City, MO to Overland Park, KS.
Headquarters moved from Stamford, CT to Miami, FL.
184 more changes in this feed.
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