Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Added Fidelity; no longer lists BNY Pershing (holding under 10% or gone).
Added Argent Institutional Trust Company.
Added Citi, Interactive Brokers, Itau International Securities Inc., J.P. Morgan, Stonex Financial Inc., UBS.
no longer lists Capital Group (holding under 10% or gone).
Added Fidelity.
no longer lists BNY Pershing (holding under 10% or gone).
Added J.P. Morgan.
Added Intesa Sanpaolo Wealth Management SA; no longer lists Reyl & CIE. S.A. (holding under 10% or gone).
614 more changes in this feed.
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