Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Offices besides the main one went from 17 to 19.
Offices besides the main one went from 0 to 3.
Offices besides the main one went from 0 to 2.
Offices besides the main one went from 1 to 2.
Offices besides the main one went from 19 to 21.
Offices besides the main one went from 2 to 1.
Offices besides the main one went from 17 to 15.
Offices besides the main one went from 14 to 19.
834 more changes in this feed.
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