Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Ownership filing no longer lists Daniel Michael Joyce (Form ADV Schedules A and B).
Ownership filing adds Vinicius A. Ribeiro; no longer lists Antonio P. Abreu (Form ADV Schedules A and B).
Ownership filing no longer lists Justin Farmer; Wall Street Farmer, LLC (Form ADV Schedules A and B).
Ownership filing adds Sami Oudeh; no longer lists Harris J. Bogner (Form ADV Schedules A and B).
Ownership filing no longer lists Brian A. Panter (Form ADV Schedules A and B).
Ownership filing adds Gallagher Risk Management & Insurance Services, Inc.; no longer lists Assuredpartners Capital, Inc.; Assuredpartners, Inc.; Dolphin Midco, Inc.; Dolphin Topco, Inc. (Form ADV Schedules A and B).
Ownership filing no longer lists Seth S. Kirner (Form ADV Schedules A and B).
Ownership filing adds I-Qu & Co., LLC (Form ADV Schedules A and B).
3,089 more changes in this feed.
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