Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Disclosure answers on Form ADV Item 11 went from 0 to 2. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 0 to 4. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 0 to 1. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 1 to 2. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 4 to 9. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 0 to 9. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 2 to 6. Details are on the SEC’s adviser search.
Disclosure answers on Form ADV Item 11 went from 1 to 2. Details are on the SEC’s adviser search.
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