Filing changes
SEC data October 1, 2026
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Sign in or start freeFiling changes
SEC data October 1, 2026
Sign inYou’re seeing a preview. Members get every firm, every advisor and every filing.
Sign in or start freeWhat changed in the SEC’s registered-adviser data from September 2025 to October 2026. Breakaways are our read: new, small wealth firms that weren’t registered before. See ownership deals from the filings.
Employees 897 to 288; advisory staff 202 to 288.
Employees 12 to 6; advisory staff 3 to 3.
Employees 4 to 15; advisory staff 4 to 10.
Employees 1 to 6; advisory staff 1 to 4.
Employees 1 to 12; advisory staff 1 to 6.
Employees 11 to 20; advisory staff 2 to 6.
Employees 15 to 25; advisory staff 13 to 22.
Employees 8 to 16; advisory staff 4 to 11.
1,832 more changes in this feed.
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