Wealth manager, independent · Scottsdale, AZ
345 Investment Advisory, LLC
SEC-registered investment adviser · CRD 342120 · SEC 801-136279
At a glance
345 Investment Advisory, LLC is an SEC-registered investment adviser based in Scottsdale, Arizona, with $295 million in regulatory assets under management as of its Form ADV filed September 9, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 933 individual clients. By Form ADV it is a wealth manager, ranked 4,432nd of 8,915 wealth managers and 10,246th of 17,210 SEC-registered advisers by assets.
Main office 480-624-5650As filed on Form ADV
- Regulatory AUM
- $295M
- Rank among wealth managers
- #4,432 of 8,915
- Rank among all SEC RIAs
- #10,246 of 17,210
- Rank in Arizona
- #98 of 212
- Individual clients
- 933
- High-net-worth clients
- 222
- Accounts
- 933
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Dillan J. MicusManaging Member
- Patrick KearnsMember
- Brady D. SchneiderChief Operating Officer/chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
345 Investment Advisory, LLC is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Centaurus Financial as the broker-dealer its advisers are registered with.
Compensation for the Sale of Investment Products Compensation for the Sale of Securities Certain Executive officers and other Associated Persons of 345 Investments are registered representatives of Centaurus Financial, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 222 | $182M | 62% |
| Individuals | 711 | $113M | 38% |
Disciplinary disclosures
345 Investment Advisory, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on 345 Investment Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,546 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 345 Investment Advisory, LLC manage?
345 Investment Advisory, LLC reports $295 million in regulatory assets under management across 933 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 9, 2026.
What kind of firm is 345 Investment Advisory, LLC?
345 Investment Advisory, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are 345 Investment Advisory, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($182 million, 222 clients); individuals ($113 million, 711 clients).
Does 345 Investment Advisory, LLC have any disciplinary history?
345 Investment Advisory, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 345 Investment Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →