Regulation
Investors sue Coastal Financial after one fintech partner erases $470M
A single fintech partner triggered a $68.8M credit hit.
FinancialThe Journal
ADVSR
The business of advice, told one beautiful story at a time.
Regulation
SEC accuses CEO of secretly funneling stock to family
His daughter got 9 million shares "for services" she never performed.
Regulation
Real estate deed theft is surging - what advisors need to tell clients
Property fraud losses hit $275 million in 2025, and your older clients are the most exposed.
The feed
Regulation
SEC accuses fund advisor of defrauding SpaceX, OpenAI investors
The Securities and Exchange Commission alleged that investor money was diverted to personal expenses including strip clubs and exotic cars.
Regulation
SEC Crypto Custody Proposal Draws Divisive Reactions
The agency’s proposal would allow advisors to self-custody crypto assets under certain conditions. Commissioner Hester Peirce said she hoped a “calm end” to regulatory uncertainty was imminent.
Regulation
SEC seeks to ease advisors' custody burdens with discretionary trading
A proposal is meant to ensure advisors can trade client assets on a discretionary basis without triggering onerous custody requirements, while also giving them a self-custody option for crypto.
