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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 1,760 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,760 advisors

Unlock all 1,760
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael D. AaronsonCranston, RIIntegrated Wealth Concepts LLCAdviser and broker–Atlas2003
2David G. AballoWesterly, RIProfessional Planning GroupAdviser and brokerCFAAtlas2023
3Alexander AbatecolaJohnston, RIStrategic Advisers LLCAdviser and broker–Atlas2020
4Christopher M. AbbateProvidence, RIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2013
5Joseph A. AbbateProvidence, RIRBC Capital Markets, LLCAdviser and broker–Atlas2009
6Michael S. AbboodNorth Kingstown, RIVeritas Wealth ManagementAdviser only–Atlas2007
7Thomas S. AbboodNorth Kingstown, RIVeritas Wealth ManagementAdviser only–Atlas2014
8Yaldez Abdel SamedJohnston, RICitizens Securities, Inc.Adviser and broker–Atlas2009
9Alex R. AbornJohnston, RICitizens Securities, Inc.Adviser and broker–Atlas2023
10Michael A. AbramoCranston, RILPL Financial LLCAdviser and broker–Atlas2008

1,750 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.