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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 18,012 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

18,012 advisors

AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1William S. A'HearnChicago, ILMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2026
2Gregory S. AagaardNaperville, ILRai WealthAdviser onlyCFPAtlas2005
3Thomas E. AagaardLisle, ILAmplify EtfsAdviser and broker–Atlas2011
4Markus L. AakkoChicago, ILNuveen Asset Management, LLCAdviser and brokerCFAAtlas2023
5Brian K. AarvigRockford, ILMorgan StanleyAdviser and broker–Atlas2004
6Ashraf M. AbadirBloomingdale, ILLPL Financial LLCAdviser and broker–Atlas2026
7Tristan D. AbalosWheaton, ILBrookstone Capital Management LLCAdviser only–Atlas2026
8Arturo AbarcaOrland Park, ILMorgan StanleyAdviser and broker–Atlas2017
9Sharese N. AbbadessaChicago, ILHorizon Family Wealth, Inc.Adviser only–Atlas2025
10Alfred M. AbbamonteChicago, ILLPL Enterprise, LLCAdviser and broker–Atlas2025

18,002 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.