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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 439 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

439 advisors

Unlock all 439
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Kyle D. AddingtonGoodyear, AZIndependent Financial Group, LLCAdviser and broker–Atlas2003
2Sean H. AgahiVan Alstyne, TXIndependent Financial Group, LLCAdviser and broker–Atlas1998
3Yasser AhmadSan Jose, CAIndependent Financial Group, LLCAdviser and brokerCFPAtlas2008
4James E. Albrecht Jr.Calabasas, CAIndependent Financial Group, LLCAdviser and broker–Atlas2025
5Jason M. AlfonsoLoomis, CAIndependent Financial Group, LLCAdviser and broker–Atlas2001
6John J. Almaguer Jr.Pasadena, CAIndependent Financial Group, LLCAdviser and broker–Atlas2004
7Kent R. AlstonPalm Springs, CAIndependent Financial Group, LLCAdviser and broker–Atlas1998
8Kimberly C. AnDiamond Bar, CAIndependent Financial Group, LLCAdviser and broker–Atlas2024
9Colin AndrewsSan Diego, CAIndependent Financial Group, LLCAdviser onlyCFAAtlas2024
10Deborah W. AnzelcStow, OHIndependent Financial Group, LLCAdviser and brokerCFPAtlas2007

429 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.