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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 30 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

30 advisors

Unlock all 30
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jasmine J. AdamsO'Fallon, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2019
2Daniel BaroneO'Fallon, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2018
3James BeardenO'Fallon, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2018
4Ryan BollingerO'Fallon, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2023
5Stephen M. ChanezO'Fallon, MOCitigroup Global Markets Inc.Adviser and brokerCFPAtlas2007
6Brittany G. CloudSaint Peters, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2017
7Nicholas J. FillaO'Fallon, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2022
8Christopher FolzDittmer, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2007
9Joseph GallowayO'Fallon, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2019
10Carlton HarrisSt Louis, MOCitigroup Global Markets Inc.Adviser and broker–Atlas2014

20 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.