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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 15 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

15 advisors

Unlock all 15
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Craig AbrahamDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2020
2Joseph AndersonDenver, COCitigroup Global Markets Inc.Adviser and brokerCFAAtlas2016
3Christopher M. BarfootDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2024
4Jake BernardeDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2023
5Matthew J. CashelDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2021
6Shawn M. HokeDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2013
7Helan KimDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2002
8Brittani B. KutschkeDenver, COCitigroup Global Markets Inc.Adviser and broker–Atlas2026
9Mark LohmannWestminster, COCitigroup Global Markets Inc.Adviser and broker–Atlas2008
10Denise A. LongDenver, COCitigroup Global Markets Inc.Adviser and brokerCFP, CFAAtlas2026

5 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.