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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 350 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

350 advisors

Unlock all 350
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Dominique G. Abou-ZeidSan Francisco, CACitigroup Global Markets Inc.Adviser and broker–Atlas2019
2Alia AbushkheidemSan Francisco, CACitigroup Global Markets Inc.Adviser and broker–Atlas2023
3Akio AdamsSan Francisco, CACitigroup Global Markets Inc.Adviser and broker–Atlas2022
4Nathan AfshinPasadena, CACitigroup Global Markets Inc.Adviser and brokerCFPAtlas2018
5Afrin AhmedNorthridge, CACitigroup Global Markets Inc.Adviser and broker–Atlas2020
6Kiran AhujaSan Francisco, CACitigroup Global Markets Inc.Adviser and broker–Atlas2011
7Qaysar K. Al AboosiPalo Alto, CACitigroup Global Markets Inc.Adviser and broker–Atlas2021
8Zena A. AlanyWalnut Creek, CACitigroup Global Markets Inc.Adviser and broker–Atlas2023
9Natalya AlexeiBurlingame, CACitigroup Global Markets Inc.Adviser and broker–Atlas2021
10Jake AlexisLaguna Niguel, CACitigroup Global Markets Inc.Adviser and broker–Atlas2018

340 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.