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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 24 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

24 advisors

Unlock all 24
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Lloyd AlanThousand Oaks, CAOneamerica Securities, Inc.Adviser and broker–Atlas2014
2Javier N. AllenSan Diego, CAOneamerica Securities, Inc.Adviser and brokerCFPAtlas2016
3Mark L. AndersonCorona, CAOneamerica Securities, Inc.Adviser and broker–Atlas2000
4David B. DickersonNewport Beach, CAOneamerica Securities, Inc.Adviser and broker–Atlas2023
5Daniel J. DuboisNewport Beach, CAOneamerica Securities, Inc.Adviser and broker–Atlas2007
6David W. DukesCarlsbad, CAOneamerica Securities, Inc.Adviser and broker–Atlas2025
7Travis J. EvansCarlsbad, CAOneamerica Securities, Inc.Adviser and broker–Atlas2026
8Stephan P. GabrielNewport Beach, CAOneamerica Securities, Inc.Adviser and broker–Atlas2014
9Robert W. HinkelNewport Beach, CAOneamerica Securities, Inc.Adviser and broker–Atlas2000
10David X. HuangFremont, CAOneamerica Securities, Inc.Adviser and broker–Atlas2014

14 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.