Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Andrew J. AgostaSan Ramon, CA | Prosperity Financial Group, Inc. | Adviser and broker | CFP | Atlas | 2010 |
| 2Cesar B. DantesSan Ramon, CA | Prosperity Financial Group, Inc. | Adviser only | – | Atlas | 1997 |
| 3Jamie G. HargraveSan Ramon, CA | Prosperity Financial Group, Inc. | Adviser and broker | – | Atlas | 2002 |
| 4James D. HebertSan Ramon, CA | Prosperity Financial Group, Inc. | Adviser only | – | Atlas | 2016 |
| 5Elliot H. KallenSan Ramon, CA | Prosperity Financial Group, Inc. +1 more | Adviser and broker | – | Atlas | 2000 |
| 6Emmett C. Peck Jr.San Ramon, CA | Prosperity Financial Group, Inc. | Adviser and broker | CFP | Atlas | 2006 |
| 7Ankit SahuSan Ramon, CA | Prosperity Financial Group, Inc. | Adviser only | – | Atlas | 2003 |
| 8Martin A. TroianiSan Ramon, CA | Prosperity Financial Group, Inc. | Adviser and broker | – | Atlas | 2010 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.