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President · Prosperity Financial Group, Inc.

James D. Hebert

CRD 6469554 · Named on Form ADV at one SEC-registered adviser

At a glance

Prosperity Financial Group, Inc., an SEC-registered wealth manager based in SAN Ramon, CA with $503 million in regulatory assets, lists James D. Hebert on its Form ADV as President, a control person.

Firms and roles

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Andrew J. AgostaChief Compliance Officer, Chief Operating Officer, Vice President, Prosperity Financial Group, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.