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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Andrew J. AgostaSan Ramon, CAProsperity Financial Group, Inc.Adviser and brokerCFPAtlas2010
2Cesar B. DantesSan Ramon, CAProsperity Financial Group, Inc.Adviser only–Atlas1997
3Jamie G. HargraveSan Ramon, CAProsperity Financial Group, Inc.Adviser and broker–Atlas2002
4James D. HebertSan Ramon, CAProsperity Financial Group, Inc.Adviser only–Atlas2016
5Elliot H. KallenSan Ramon, CAExodus Wealth, LLC +1 moreAdviser and broker–Atlas2000
6Emmett C. Peck Jr.San Ramon, CAProsperity Financial Group, Inc.Adviser and brokerCFPAtlas2006
7Ankit SahuSan Ramon, CAProsperity Financial Group, Inc.Adviser only–Atlas2003
8Martin A. TroianiSan Ramon, CAProsperity Financial Group, Inc.Adviser and broker–Atlas2010

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.