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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Juan Carlos BarrazaHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and broker–Atlas2009
2Jorge A. FigueroaHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and broker–Atlas2023
3Salomon LahanaHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and broker–Atlas2016
4Mayela OrrantiaHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and broker–Atlas2009
5Guillermo Pena FacioHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and broker–Atlas2024
6Jose R. RodriguezHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and broker–Atlas2011
7Joaquin Sanchez HernandezHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and brokerCFAAtlas2010
8Juan F. ValdiviesoHouston, TXBanorte Asset Management, Inc. +1 moreAdviser and brokerChFCAtlas2024

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.