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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 442,884Registered advisersEvery investment adviser representative
  2. 339,750Dually registered77% are also broker reps
  3. 103,134Adviser onlyNot registered with a broker-dealer
  4. 26,924FirmsWhere they're registered
  5. 64,459CFPs12,241 CFAs, 13,955 ChFCs

From the SEC’s compilation report of October 29, 2026, refreshed every morning. +129 since the file before. 35 firm joins and 158 departures in the latest file. 3 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

3 advisors

Unlock all 3
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jun S. CheaTacoma, WARainier Family Wealth, Inc.Adviser onlyCFPAtlas2022
2Timothy H. RheeTacoma, WARainier Family Wealth, Inc.Adviser only–Atlas2016
3Michael R. RuffTacoma, WARainier Family Wealth, Inc.Adviser onlyCFAAtlas2022

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.