Thursday, October 29, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB LPL shares freefall more than 15% after investors aren't appeased by answers to hard-hitting questions about next act after Commonwealth, or by CEO humor during the quarterly analysts' callRB Referral vendor Zoe Financial rewrites its ADV2 for fee hikes in its RIA TAMP that follow a censure, cease-and-desist order, and $450,000 civil penalty to atone for conflict disclosure failures in how it wears both hatsFP A guide to getting AI buy-in as RIAs look to scaleIN TCW’s TPAY private asset income fund set to hit AUM milestoneIN Advisor moves: Raymond James lands $460M father-son team from Wells FargoIN Schwab CEO says firm is blocking rogue AI agents from client accountsIN Best Practices in AI Compliance: How Real Firms Are Making the CallIN Wealth firms moving upmarket face tough talent and outsourcing callsIN Schwab IMPACT 2026 full conference coverageWM Schwab Offers Credit to RIAs to Prompt Use of Claude AI Enterprise Plan
AtlasFinancial ADVSR
Open free

Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 442,755Registered advisersEvery investment adviser representative
  2. 339,660Dually registered77% are also broker reps
  3. 103,095Adviser onlyNot registered with a broker-dealer
  4. 26,913FirmsWhere they're registered
  5. 64,442CFPs12,236 CFAs, 13,947 ChFCs

From the SEC’s compilation report of October 28, 2026, refreshed every morning. +145 since the file before. 63 firm joins and 168 departures in the latest file. 4 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

4 advisors

Unlock all 4
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Maria CutterNew York, NYQuantum Portfolio Management, LLC +1 moreAdviser only–Atlas2010
2Jon A. DuprauNew York, NYQuantum Portfolio Management, LLC +1 moreAdviser only–Atlas2001
3Kenneth B. ElliottNew York, NYQuantum Portfolio Management, LLC +1 moreAdviser only–Atlas2020
4Michael C. LedererNew York, NYIndex Technologies Group LLC +1 moreAdviser only–Atlas2015

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.