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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 103 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

103 advisors

Unlock all 103
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Steven D. AhlmerSandy, UTDiversify Advisory Services, LLCAdviser and broker–Atlas2006
2Zachary D. AhlmerSouth Jordan, UTDiversify Advisory Services, LLCAdviser and broker–Atlas2025
3Monica R. AkbarSouth Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser and broker–Atlas2026
4David J. Ali Jr.South Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser only–Atlas2021
5Jason AndersonSouth Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser and broker–Atlas2019
6John B. AndersonSouth Jordan, UTDiversify Advisory Services, LLC +1 moreAdviser and broker–Atlas2023
7Matthew AngelSouth Jordan, UTDiversify Advisory Services, LLCAdviser and brokerCFPAtlas2015
8Bryant ArmstrongOrem, UTDiversify Advisory Services, LLC +1 moreAdviser only–Atlas2018
9Taylor D. AshlandSouth Jordan, UTDiversify Advisory Services, LLCAdviser and broker–Atlas2011
10Laura E. BalbackSouth Jordan, UTDiversify Advisory Services, LLCAdviser only–Atlas2018

93 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.