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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael BowmanIrvine, CADiversify Advisory Services, LLCAdviser only–Atlas2025
2Jason P. ConnollySan Jose, CADiversify Advisory Services, LLCAdviser and brokerCFPAtlas2003
3Joseph EllisSan Diego, CADiversify Advisory Services, LLCAdviser and brokerCFPAtlas2007
4Haddy A. HomampourIrvine, CADiversify Advisory Services, LLCAdviser onlyCFPAtlas2008
5Brian A. KingSan Jose, CADiversify Advisory Services, LLCAdviser and brokerCFPAtlas2002
6Kenneth M. KladourisNewport Beach, CADiversify Advisory Services, LLCAdviser and broker–Atlas2011
7Loay S. NaserSan Jose, CADiversify Advisory Services, LLCAdviser and broker–Atlas1997
8Anton N. NijmehSan Jose, CADiversify Advisory Services, LLCAdviser and broker–Atlas2004
9Darren P. SpeightSan Jose, CADiversify Advisory Services, LLCAdviser and broker–Atlas2007
10Jason D. ZivichManhattan Beach, CADiversify Advisory Services, LLCAdviser and broker–Atlas2009

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.