Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 442,755Registered advisersEvery investment adviser representative
- 339,660Dually registered77% are also broker reps
- 103,095Adviser onlyNot registered with a broker-dealer
- 26,913FirmsWhere they're registered
- 64,442CFPs12,236 CFAs, 13,947 ChFCs
From the SEC’s compilation report of October 28, 2026, refreshed every morning. +145 since the file before. 63 firm joins and 168 departures in the latest file. 3 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
3 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Kevin M. PeacockJersey City, NJ | Astra Wealth Partners | Adviser only | CFP | Atlas | 2016 |
| 2Michael F. SchupakJersey City, NJ | Astra Wealth Partners | Adviser only | CFP | Atlas | 2015 |
| 3Wylie WangJersey City, NJ | Astra Wealth Partners | Adviser only | – | Atlas | 2022 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.