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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jamy C. AntoineEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser onlyCFPAtlas2024
2Grant BennettEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser only–Atlas2026
3Paul M. BennettTucson, AZThe Wealth Group - Austin B. Colby & AssociatesAdviser onlyCFPAtlas2008
4Adam F. ColbyFranklin, TNThe Wealth Group - Austin B. Colby & AssociatesAdviser only–Atlas2014
5Austin B. ColbyEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser onlyCFPAtlas2013
6Michael K. EarlEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser onlyCFPAtlas2013
7Jacob A. FerrinEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser only–Atlas2026
8Dean D. GoodwinFranklin, TNThe Wealth Group - Austin B. Colby & AssociatesAdviser only–Atlas2026
9Paige C. HeltemesEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser only–Atlas2020
10Daniel M. JohnsonEden Prairie, MNThe Wealth Group - Austin B. Colby & AssociatesAdviser onlyCFPAtlas2017

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.