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Owner / Financial Planner · The Wealth Group - Austin B. Colby & Associates

Austin B. Colby

CRD 4560375 · Named on Form ADV at one SEC-registered adviser

At a glance

The Wealth Group - Austin B. Colby & Associates, an SEC-registered wealth manager based in Eden Prairie, MN with $711 million in regulatory assets, lists Austin B. Colby on its Form ADV as Owner / Financial Planner, a control person.

Firms and roles

AtlasMembers

Austin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Adam F. ColbyCFO / Chief Compliance Officer, The Wealth Group - Austin B. Colby & Associates
  • Michael K. EarlDirector of Wealth, The Wealth Group - Austin B. Colby & Associates
  • Karie R. MerrittDirector of Client Services, The Wealth Group - Austin B. Colby & Associates
  • Daniel M. JohnsonOwner, The Wealth Group - Austin B. Colby & Associates

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Austin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.