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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Benjamin J. CraftBirmingham, ALOneascent Financial Services LLC +1 moreAdviser only–Atlas2019
2Gary C. HarrisonBirmingham, ALOneascent Wealth ManagementAdviser only–Atlas2022
3Samuel J. JaureguiBirmingham, ALOneascent Wealth ManagementAdviser only–Atlas2025
4Michael C. KeyBirmingham, ALOneascent Wealth Management +1 moreAdviser only–Atlas2025
5Robert H. LatimerBirmingham, ALOneascent Wealth ManagementAdviser onlyCFPAtlas2005
6Randall H. MorrisBirmingham, ALOneascent Wealth Management +1 moreAdviser onlyCFPAtlas2008
7Faustino T. MunozBirmingham, ALOneascent Wealth ManagementAdviser onlyCFPAtlas2022
8Harry N. PearsonBirmingham, ALOneascent Financial Services LLC +3 moreAdviser onlyCFPAtlas1997
9Thomas E. PowellBirmingham, ALOneascent Financial Services LLC +2 moreAdviser onlyCFPAtlas2009
10Martin N. SmithBirmingham, ALOneascent Wealth Management +1 moreAdviser only–Atlas2022

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.