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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Reed P. BaileyDallas, TXIeq Capital, LLCAdviser only–Atlas2022
2Brendan P. CaseyDallas, TXIeq Capital, LLCAdviser only–Atlas2026
3John HamlinDallas, TXIeq Capital, LLCAdviser only–Atlas2023
4Thomas B. HazlehurstAustin, TXIeq Capital, LLCAdviser only–Atlas2026
5Kade MerrillDallas, TXIeq Capital, LLCAdviser only–Atlas2025
6Drew B. NormanDallas, TXIeq Capital, LLCAdviser onlyCFPAtlas2019
7Jennifer H. O'NealDallas, TXIeq Capital, LLCAdviser only–Atlas2024
8Melanie R. RahillyDallas, TXIeq Capital, LLCAdviser only–Atlas2020
9Katherine TallettDallas, TXIeq Capital, LLCAdviser only–Atlas2022
10Henry A. WoodruffDallas, TXIeq Capital, LLCAdviser only–Atlas2015

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.