Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 153 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
153 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1David AbstonSan Francisco, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2022 |
| 2Derek L. AckermanFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2024 |
| 3Yassin AshourFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2015 |
| 4John D. AuerFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2026 |
| 5Leon A. BaerFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2018 |
| 6Greg BaglioSan Francisco, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2026 |
| 7Nicholas P. Barbieri Jr.San Francisco, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2026 |
| 8Jarrett M. BareFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2025 |
| 9Nicolle A. BariaFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2021 |
| 10Tyler J. BaumannFoster City, CA | Ieq Capital, LLC | Adviser only | – | Atlas | 2022 |
143 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.