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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

7 advisors

Unlock all 7
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christine L. BattsKalamazoo, MICws Financial Advisors LLCAdviser only–Atlas2018
2Andrew B. GildeaKalamazoo, MICws Financial Advisors LLCAdviser only–Atlas2026
3William J. RobertsKalamazoo, MICws Financial Advisors LLCAdviser onlyCFPAtlas2021
4Regina N. SpenceKalamazoo, MICws Financial Advisors LLCAdviser only–Atlas2018
5Joseph P. SplendorioKalamazoo, MICws Financial Advisors LLCAdviser only–Atlas2011
6Lindsey E. SplendorioKalamazoo, MICws Financial Advisors LLCAdviser onlyCFPAtlas2003
7Cory D. WietfeldtKalamazoo, MICws Financial Advisors LLCAdviser onlyCFPAtlas2007

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.